AI Speed With Regulatory Accuracy
Common Solutions We Offer
Form ADV Part 2 Preparation and Drafting
With over a decade of Securities Law experience, we use AI and manual review to get you ready for submission in days.
Part 2A brochure (and 2B supplement if applicable) in a final SEC/State-compliant filing format.
Audit-Ready HIPAA Policy Packet
We Utilize Regulatory Legal knowledge from our staff to help deliver:
1) HIPAA Policy Suite,
2)Training templates and acknowledgement forms,
3)Risk analysis summary report,
4)Documentation control procedures,
All in an Audit-ready packet for external review.
Workflow Automation/AI Systems
All of our automations and system designs are custom-built to reduce friction and hassle from compliance WITHOUT increasing risks.
TLS 1.3 enforcement, containerized deployments with immutable audit trails. Cosigned static key images to prove point in time compliance.
Your compliance prep updates WITH you. No last-minute scrambling.
CCO Annual Compliance Review System
For Wealth Managers and Financial Services companies, we provide a third-party annual review of policies, testing, and firm operations.
We evaluate firm risks relative to current regulatory guidance.
We also provide a structured checklist and templates, along with a written Annual Review Report (in SEC-compliant format), to help you address any gaps.
Secure Cloud Foundation (IaC) Package
We deploy IAC templates for MFA, RBAC, logging, and encryption in AWS, Azure, GCP, and Render.
With every deployment, we include Security Hardening for TLS 1.3 Configs, Secrets Management, CMEK hand-offs, and non-root container usage.
We include runbook delivery as a baseline and can introduce evidence controls if requested.
HITRUST Readiness/ Gap Support
We help HealthTech Startups with Gap Assessment, building starter evidence catalogs so clients can demonstrate compliance to assessors, remediation roadmaps for any gaps noted in the assessment process, and provide Pre-Assessment Support.
This service helps clients move through validation more quickly.
